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  • Official List of Form 13F Securities

    General

    This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis.

    This list is current as of June 18, 2021, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending June 31, 2021. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder.

    Features

    (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled "Status." The word "ADDED" in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word "DELETED" in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list.

    (2) List of options: The word 'OPTION' is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates.

    CUSIP descriptions and numerical identification date (copyright 1969 through 1996, American Bankers Association) are used with permission. All rights are reserved.

    CUSIP IssuerDescriptionStatus
    B38564108OPTIONEURONAV NVSHS
    B38564908EURONAV NVCALL
    B38564958EURONAV NVPUT
    C15396AB7CANADIAN SOLAR INCDEBT 2.500%10/0
    C25777AA8COLLIERS INTL GROUP INCDEBT 4.000% 6/0DELETED
    C40142AC2GOLDEN STAR RES LTD CDADEBT 7.000% 8/1ADDED
    C96657116VISION MARINE TECHNOLOGIES ICOM
    D18190898OPTIONDEUTSCHE BANK A GNAMEN AKT
    D18190908DEUTSCHE BANK A GCALL
    D18190958DEUTSCHE BANK A GPUT
    F21107101OPTIONCONSTELLIUM SECL A SHS
    F21107901CONSTELLIUM SECALL
    F21107951CONSTELLIUM SEPUT
    G0R21B104ARCLIGHT CLEAN TRANSITION IICLASS A ORD SHSADDED
    G0R21B112ARCLIGHT CLEAN TRANSITION II*W EXP 03/16/202ADDED
    G0R21B120ARCLIGHT CLEAN TRANSITION IIUNIT 03/16/2028
    G00496102ABG ACQUISITION CORP ICL A SHS
    G00748106ACON S2 ACQUISITION CORPCL SHS
    G00748114ACON S2 ACQUISITION CORP*W EXP 09/15/202
    G00748122ACON S2 ACQUISITION CORPUNIT 09/15/2027
    G0083D104ACE CONVERGENCE ACQU CORP*W EXP 09/30/202
    G0083D112ACE CONVERGENCE ACQU CORPUNIT 99/99/9999
    G0083D120OPTIONACE CONVERGENCE ACQU CORPCL A
    G0083D900ACE CONVERGENCE ACQU CORPCALL
    G0083D950ACE CONVERGENCE ACQU CORPPUT
    G0083E102ACE GLOBAL BUSINESS ACQU LTDORDINARY SHARESADDED
    G0083E110ACE GLOBAL BUSINESS ACQU LTD*W EXP 02/20/202ADDED
    G0083E128ACE GLOBAL BUSINESS ACQU LTDUNIT 03/26/2026ADDED
    G0084W101OPTIONADIENT PLCORD SHS
    G0084W901ADIENT PLCCALL
    G0084W951ADIENT PLCPUT
    G0103T105ACIES ACQUISITION CORPCL ADELETED
    G0103T113ACIES ACQUISITION CORP*W EXP 11/30/202DELETED
    G0103T121ACIES ACQUISITION CORPUNIT 11/30/2027DELETED
    G01046104AEA-BRIDGES IMPACT CORPSHS CL A
    G01046112AEA-BRIDGES IMPACT CORP*W EXP 09/19/202
    G01046120AEA-BRIDGES IMPACT CORPUNIT 99/99/9999
    G0112R108AFRICAN GOLD ACQUISITION CORSHS CL A
    G0112R116AFRICAN GOLD ACQUISITION CORUNIT 99/99/9999
    G0112R124AFRICAN GOLD ACQUISITION COR*W EXP 03/31/202
    G01125106OPTIONAFYA LTDCL A COM
    G01125906AFYA LTDCALL
    G01125956AFYA LTDPUT
    G0120M109AGBA ACQUISITION LTDSHS
    G0120M117AGBA ACQUISITION LTD*W EXP 05/10/202
    G0120M125AGBA ACQUISITION LTDRIGHT 05/10/2024
    G0120M133AGBA ACQUISITION LTDUNIT 99/99/9999
    G01202103AGILE GROWTH CORPCLASS A ORDADDED
    G01202111AGILE GROWTH CORP*W EXP 03/09/202ADDED
    G01202129AGILE GROWTH CORPUNIT 03/09/2026