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    Official List of Form 13F Securities

    General

    This list of "Section 13(f) securities" as defined by Rule 13f-1(c) [17 CFR 240.13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. It is made available for use in the preparation of reports filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13(f) of the Securities Exchange Act of 1934. An updated list is published on a quarterly basis.

    This list is current as of December 15, 2020, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending December 30, 2020. Institutional investment managers should report holdings--number of shares and fair market value--as of the last day of the calendar quarter as required by [ Section 13(f)(1) and Rule 13f-1] thereunder.

    Features

    (1) Additions and Deletions: Revisions made to the list of Section 13(f) securities are indicated in a column titled "Status." The word "ADDED" in the status column opposite the name of a security indicates that the security has become a Section 13(f) security. The word "DELETED" in the status column opposite the name of a security indicates that the security ceases to be a 13(f) security since the date of the last list.

    (2) List of options: The word 'OPTION' is placed next to the name of any security having a listed option and each option is individually listed with its own CUSIP number immediately below the name of the security having the option. A manager reporting holdings of options on its Form13F should use the CUSIP number of the underlying securities to which the option relates.

    CUSIP descriptions and numerical identification date (copyright 1969 through 1996, American Bankers Association) are used with permission. All rights are reserved.


    CUSIP IssuerDescriptionStatus
    B38564108OPTIONEURONAV NV ANTWERPENSHS
    B38564908EURONAV NV ANTWERPENCALL
    B38564958EURONAV NV ANTWERPENPUT
    C10268AC1BLACKBERRY LTDDEBT 3.750%11/1ADDED
    C35329AA6FIRST MAJESTIC SILVER CORPDEBT 1.875% 3/0ADDED
    C74839AA6PRETIUM RES INCDEBT 2.250% 3/1DELETED
    D18190898OPTIONDEUTSCHE BANK AGNAMEN AKT
    D18190908DEUTSCHE BANK AGCALL
    D18190958DEUTSCHE BANK AGPUT
    G0084W101OPTIONADIENT PLCORD SHS
    G0084W901ADIENT PLCCALL
    G0084W951ADIENT PLCPUT
    G0129K104OPTIONAIRCASTLE LTDCOM
    G0129K904AIRCASTLE LTDCALL
    G0129K954AIRCASTLE LTDPUT
    G0176J109OPTIONALLEGION PUB LTD COORD SHS
    G0176J909ALLEGION PUB LTD COCALL
    G0176J959ALLEGION PUB LTD COPUT
    G01767105OPTIONALKERMES PLCSHS
    G01767905ALKERMES PLCCALL
    G01767955ALKERMES PLCPUT
    G0177J108OPTIONALLERGAN PLCSHS
    G0177J908ALLERGAN PLCCALL
    G0177J958ALLERGAN PLCPUT
    G0177J116ALLERGAN PLC5.5% CNV PFD ADELETED
    G02602103OPTIONAMDOCS LTDSHS
    G02602903AMDOCS LTDCALL
    G02602953AMDOCS LTDPUT
    G0335L102OPTIONAMIRA NATURE FOODS LTDSHS
    G0335L902AMIRA NATURE FOODS LTDCALL
    G0335L952AMIRA NATURE FOODS LTDPUT
    G037AX101OPTIONAMBARELLA INCSHS
    G037AX901AMBARELLA INCCALL
    G037AX951AMBARELLA INCPUT
    G0408V102OPTIONAON PLCSHS CL A
    G0408V902AON PLCCALL
    G0408V952AON PLCPUT
    G0441P104ANDINA ACQUISITION CORP IISHSDELETED
    G0441P112ANDINA ACQUISITION CORP IIUNIT 99/99/9999DELETED
    G0441P120ANDINA ACQUISITION CORP IIRIGHT 09/01/2017DELETED
    G0441P138ANDINA ACQUISITION CORP II*W EXP 11/23/202DELETED
    G0443N107AQUAVENTURE HLDGS LTDSHS
    G0450A105OPTIONARCH CAP GROUP LTDORD
    G0450A905ARCH CAP GROUP LTDCALL
    G0450A955ARCH CAP GROUP LTDPUT
    G0457F107OPTIONARCOS DORADOS HOLDINGS INCSHS CLASS -A -
    G0457F907ARCOS DORADOS HOLDINGS INCCALL
    G0457F957ARCOS DORADOS HOLDINGS INCPUT
    G0464B107OPTIONARGO GROUP INTL HLDGS LTDCOM
    G0464B907ARGO GROUP INTL HLDGS LTDCALL


     

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