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Form 13F Information

 

 

Form 13F—Reports Filed by Institutional Investment Managers. An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment discretion over $100 million or more in Section 13(f) securities (explained below) must report its holdings on Form 13F with the Securities and Exchange Commission (SEC).

 

Form 13F instructions. General instructions for creating a Form 13-F filing; instructions for confidential treatment requests; special instructions for the cover page, summary page and information table (PDF format).

 

Section 13F of the Securities Exchange Act of 1934 (as amended).

 

Official List of Form 13F securities.

 

Frequently Asked Questions about Form 13F.

 


 

Form 13F Filing Deadlines for 2019
     
Reporting Period   Filing Deadline
     
December 31, 2018   February 14, 2019
March 31, 2019   May 15, 2019
June 30, 2019   August 14, 2019
September 30, 2019   November 14, 2019
December 31, 2019   February 14, 2020