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Form 13F Information and Instructions

Form 13F—Reports Filed by Institutional Investment Managers. An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment discretion over $100 million or more in Section 13(f) securities (explained below) must report its holdings on Form 13F with the Securities and Exchange Commission (SEC).

Form 13F instructions General instructions for creating a Form 13-F filing; instructions for confidential treatment requests; special instructions for the cover page, summary page and information table. Updated for use in filings as of Q4 2022 (12/31/2022) beginning January 3, 2023.

Section 13F of the Securities Exchange Act of 1934 (as amended).

Official List of Form 13F securities in PDF format.

Frequently Asked Questions about Form 13F.

Sample 13F Information Table used in Holdings Reports and Combination Reports. Updated for 2023.

Reporting Period Filing Deadline
December 31, 2022 February 14, 2023
March 31, 2023 May 15, 2023
June 30, 2023 August 14, 2023
September 30, 2023 November 14, 2023
December 31, 2023 February 14, 2024

When a deadline day falls on either a weekend or a holiday, then the deadline day moves to the next business day.