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Form 13F Information

 

 

Form 13F—Reports Filed by Institutional Investment Managers. An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment discretion over $100 million or more in Section 13(f) securities (explained below) must report its holdings on Form 13F with the Securities and Exchange Commission (SEC).

 

SEC Form 13F instructions. General instructions for creating a Form 13-F filing; instructions for confidential treatment requests; special instructions for the cover page, summary page and information table (PDF format).

 

Section 13F of the Securities Exchange Act of 1934 (as amended).

 

Official List of Form 13F securities.

 

Frequently Asked Questions about Form 13F.

 

 


 

Form 13F Filing Deadlines for 2021
     
Reporting Period   Filing Deadline
     
December 31, 2020   February 14, 2021
March 31, 2021   May 15, 2021 (actual May 17, 2021)
June 30, 2021   August 14, 2021 (actual August 16, 2021)
September 30, 2021   November 14, 2021 (actual November 15, 2021)
December 31, 2021   February 14, 2022

 

Filing deadlines landing on a weekend day or holiday are moved to the next business day.

 

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